Our client is A Leading Asset Management Company in Hong Kong

Responsibilities:

• Reporting to the Chief Operation Officer
• Establishing and implementing compliance policies and procedure
• Liaise with supervisory authorities in respect of all compliance related matters
• Conduct compliance monitoring and testing to ensure business operations comply with regulatory and internal requirements
• Provide compliance advice, guidance and assistance to various functions and business units
• Monitor ongoing regulatory changes to businesses and implement policy change where required
• Prepare training materials and provide in-person compliance training to staff
• Assist with internal and regulatory audits and investigations
• Prepare regulatory reports and filings and assist on corporate secretarial matters, including drafting of board minutes 

Requirements:

• University degree holder with Minimum 8 years of compliance related experiences in asset management firm
• Familiar with Bloomberg AIM CMGR
• Good command of written and spoken English and Chinese (Cantonese/Mandarin) 

Interested parties, please send your CV in MS Word format with an indication on present and expected salary to Mr. Lee via email at alee@wwhcc.com, thanks!